VP Investments and Chief Compliance Officer
July 21
🏢 In-office - Toronto
Description
• Ensure compliance with all regulatory requirements across all of Loop’s entities • Manage capital raising efforts for all of the firm’s investment product offerings • Work closely with both risk and operations on product offerings and compliance matters • Implement and manage all aspects of the compliance program • Lead the compliance function and foster a culture of ethical business practices
Requirements
• A minimum of 5 years of experience in compliance and portfolio management roles, within the financial services industry • Proficiency in portfolio management and financial analysis • Demonstrated leadership capabilities, including the ability to influence and collaborate across functional teams • In-depth knowledge of regulatory requirements across the Canadian payments and investment landscape and compliance best practices in the financial services industry • Strong analytical and problem-solving skills • Exceptionally clear and precise verbal and written communication skills • High ethical standards and integrity • Experience working in fast-paced, agile startup environments, with the ability to adapt quickly to changing priorities and market dynamics • Ability to manage multiple priorities concurrently
Benefits
• Opportunity to be part of a high-growth FinTech startup • Make a real impact on the business • Competitive salary, opportunity to develop a commission structure, and potential for equity • Chance to work in an energetic, fast-paced, and collaborative startup culture • 4 weeks vacation • Enrollment in group's health benefits after probation period
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